Compliance support
Supporting your AML and quality duties, from records you already keep.
Your COLP and MLRO need to know what's been checked, what's missing and what's overdue. Because OpLegal runs the matter, it can show them, without anyone filling in a separate tracker.
What the compliance reports show
- AML and onboarding checks on work in scope, and any that are missing.
- Overdue key dates and inactive matters.
- Instructions declined.
- Help with the SRA's annual AML questionnaire: OpLegal's own figures, and which questions your MLRO answers.
Checks built into the work
- ID verification and sanctions and PEP screening with ComplyCube, client and matter risk assessments, and solicitor sign-off before a matter opens.
- Registered owner checks with Land Registry and company checks with Companies House, kept on the client's file as evidence.
- Approvals: estimates, reports and letters can wait for the right person, so supervision happens as you go.
Access by role
You decide each person's role and the areas they can open. Reports are seen only by the people your firm chooses, and every action is recorded in the audit trail.
Support, not a substitute
OpLegal supports your firm's duties; it doesn't carry them out for you. Your COLP and MLRO remain responsible, with clearer information to work from.
Common questions
Does OpLegal make us compliant?
No software can. OpLegal supports your AML and quality duties with reports and checks drawn from its own records; your COLP and MLRO remain responsible.
Can it help with the SRA's AML questionnaire?
Yes. It gives OpLegal's own figures and shows which questions your MLRO needs to answer.
Who can see the compliance reports?
Only the people your firm chooses.
Is there an audit trail?
Yes. Who did what, and when, on every matter.
See it on a matter like yours.
From £299 per firm per month + VAT, the introductory price for pilot firms.